Global Equities Compliance Lead (Senior Manager)

A leading financial services firm located in New York seeks a skilled Compliance Advisor with a strong background in regulatory oversight, particularly in retail equities and options trading. The ideal candidate will have over 8 years of experience in compliance, with the ability to manage high-impact initiatives and conduct audits. This hybrid role demands a strong understanding of SEC and FINRA regulations, excellent analytical skills, and the ability to communicate effectively across all organizational levels. J-18808-Ljbffr