Brokerage Operations Specialist

Dice is the leading career destination for tech experts at every stage of their careers. Our client, Amiseq Inc., is seeking the following. Apply via Dice today!Duties:This role is within the account operations team at Cash App Investing and reports to the brokerage operations accounts lead.Provide subject matter expertise on strategic initiatives related to brokerage functions.Document standard operating procedures and job aids and update as needed.Willing to work and get comfortable with ambiguity in a fast-paced environment.Works closely with peers to provide support in functional areas of operation and provides feedback Reviews and actions accounts in accordance with firm policy and procedure.Performs and completes daily operational processing functions and maintains records in accordance with firms Written Supervisory Procedures and operational processes.High-level understanding of SEC / FINRA regulations that pertain to the subject matter.Skills:5+ years of experience in brokerage operations.Brokerage operations generalist, you have worked in various functions of a brokerage operations team which may include accounts, risk, fraud, trading, etc.FINRA Licenses: Series 7, 63, & 24 required.Knowledge and respect for SEC/FINRA regulatory and compliance rules and regulations.Highly organized and detail oriented.Team player and willing to jump in and help others on a regular basis.Someone who thrives in a highly collaborative and fast-paced environment.Excellent verbal and written communication skills.Education: Bachelor s degree in Economics, Business, Finance, or other appropriate disciplineBrokerage Operations Specialist