Regulatory Analyst - Remote, Lake Mary FL

Compliance Analyst – Regulatory Reporting (Contract) Contract: 1 Year Pay: $18–$20/hour Location: Remote (must live within commuting distance to Lake Mary, FL)Job Summary We are seeking a Compliance Analyst – Regulatory Reporting to support FINRA complaint review and regulatory reporting within a financial services environment. This role focuses on customer complaint analysis, quality assurance, and preparation of FINRA Rule 4530(d) reports.Key ResponsibilitiesReview 100+ customer complaint cases daily for FINRA reporting requirementsApply FINRA Problem and Product Codes and escalation criteriaPerform quality assurance reviews of complaint casesAssist with FINRA 4530(d) quarterly reportsSupport compliance metrics and reporting for senior managementHelp improve complaint review workflows and processesQualificationsBachelor's degree requiredKnowledge of brokerage operations or compliance functionsStrong analytical skills and attention to detailAbility to work independently in a remote environmentExcellent written and verbal communication skillsAbility to multitask and prioritize in a fast-paced settingEqual Opportunity Employer / Disabled / Protected VeteransWe also consider for employment qualified applicants regardless of criminal histories, consistent with legal requirements, including, if applicable, the City of Los Angeles' Fair Chance Initiative for Hiring Ordinance. Pursuant to applicable state and municipal Fair Chance Laws and Ordinances, we will consider for employment-qualified applicants with arrest and conviction records, including, if applicable, the San Francisco Fair Chance Ordinance. For Los Angeles, CA applicants: Qualified applications with arrest or conviction records will be considered for employment in accordance with the Los Angeles County Fair Chance Ordinance for Employers and the California Fair Chance Act.#J-18808-Ljbffr