Senior Principal Consultant, Broker-Dealer Oversight
Lincoln Financial is seeking a Supervisory Principal Consultant based in Boise, Idaho. This role is pivotal in supporting the oversight of registered representatives and ensuring compliance in a high-volume environment. Key responsibilities include reviewing non-cash compensation and monitoring communications for regulatory adherence.Ideal candidates will possess strong broker-dealer supervision experience, a Bachelor’s degree, and necessary FINRA qualifications. The company offers benefits including competitive 401(k) plans, PTO, and professional development opportunities.
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