Surveillance – Trade Surveillance Compliance Office - Analyst to Associate

Position OverviewJob Title Surveillance – Trade Surveillance Compliance OfficerCorporate Title: Analyst to AssociateLocation: Jacksonville, FLOverviewCompliance is seeking an Analyst or Associate within the Trade Surveillance team to monitor and investigate trading related activities. The primary function of the role is detecting, monitoring, examining and investigating trading activities of Deutsche Bank Investment Bank (IB) to identify possible violations of market abuse and of the Firm’s Trading Policies.What We Offer YouA diverse and inclusive environment that embraces change, innovation, and collaborationA hybrid working model, allowing for in-office / work from home flexibility, generous vacation, personal and volunteer daysEmployee Resource Groups support an inclusive workplace for everyone and promote community engagementCompetitive compensation packages including health and wellbeing benefits, retirement savings plans, parental leave, and family building benefitsEducational resources, matching gift and volunteer programsWhat You’ll DoConduct daily surveillance of Firm and Customer trading activity to ensure compliance with appropriate rules, regulations, and firm policiesPerform research and investigations to identify the reason for potential violationsDocument research results and escalate violations and/or suspicious activity according to firm policy and regulatory requirementsWork with members of the Firm’s Business Lines, Compliance, Legal, and other departments, to identify, analyze, investigate, and resolve issuesPerform ad-hoc reviews which may consist of inbound, outbound, and internal correspondence of Deutsche Bank employeesLiaise with Information Technology and Senior Management in the development, review, and testing of surveillance modelsSkills You’ll NeedModerate work experience in regulatory, audit, compliance, risk, surveillance, or equivalentMinimum of a College degree (prefer in Finance, Business or Accounting) or equivalent work experienceKnowledge/experience with financial markets and an array of financial products (including stocks, bonds, derivative products) is a plusThe ability to prioritize and communicate effectively across multiple teams and functionsSelf-motivated, proactive and able to use your own initiativeSkills That Will Help You ExcelExcellent verbal communication and written skillsA proactive approach to tasks and responsibilitiesAbility to multi-task effectively and handle change wellAdvanced PowerPoint and MS Excel (pivot tables, experience with large data sets, proficient in data manipulation and presentation)Team player with great attitude, interpersonal skills and strong work ethicExpectationsIt is the Bank’s expectation that employees hired into this role will work in the Jacksonville, FL office in accordance with the Bank’s hybrid working model.Deutsche Bank provides reasonable accommodations to candidates and employees with a substantiated need based on disability and/or religion.The Analyst salary range for this position in Jacksonville is $45,000 to $76,500 and the Associate salary range for this position in Jacksonville is $54,000 to $83,500. Actual salaries may be based on a number of factors including, but not limited to, a candidate’s skill set, experience, education and other qualifications. Posted salary ranges do not include incentive compensation or any other type of renumerationDeutsche Bank BenefitsAt Deutsche Bank, we recognize that our benefit programs have a profound impact on our colleagues. That’s why we are focused on providing benefits and perks that enable our colleagues to live authenti­cally and be their whole selves, at every stage of life. We provide access to physical, emotional, and financial wellness benefits that allow our colleagues to stay financially secure and strike balance between work and home. Click here to learn more!Learn more about your life at Deutsche Bank through the eyes of our current employees https://careers.db.com/lifeThe California Consumer Privacy Act outlines how companies can use personal information. If you are interested in receiving a copy of Deutsche Bank’s California Privacy Notice please email HR.Direct@DB.com .We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively.Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group.We welcome applications from all people and promote a positive, fair and inclusive work environment.Qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, protected veteran status or other characteristics protected by law. Click these links to view "Deutsche Bank’s Equal Opportunity Policy Statement" and the following notices: "EEOC Know Your Rights" ; "Employee Rights and Responsibilities under the Family and Medical Leave Act" ; and "Employee Polygraph Protection Act" .