Compliance Associate

Our client is a leading global alternative investment manager with over $200 billion in assets under management. With a history spanning over three decades, the firm invests across a wide spectrum of strategies including credit, private equity, real estate, impact, and market solutions. The firm’s investment philosophy is rooted in collaboration, innovation, and disciplined execution. Operating globally, the organization brings together deep product expertise and industry knowledge to deliver differentiated insights and value for investors, portfolio companies, and stakeholders. The firm is committed to fostering a culture that prioritizes diversity of thought, transparency, and continuous development. Position Overview The firm is seeking a Compliance Associate to join its Credit Compliance team in New York. This individual will support compliance oversight for the firm’s global credit platform. The role offers exposure to senior leadership and cross-functional collaboration with investment, legal, operations, and regulatory teams. Key ResponsibilitiesAdvise investment professionals and business groups on compliance-related matters, including affiliate considerations, conflicts of interest, and cross-trade policiesConduct trade oversight reviews including allocations, fair pricing, and valuation supportMonitor compliance with pre- and post-trade investment guidelines and fund restrictionsReview electronic communications and investigate trade surveillance alertsPartner with broader compliance functions to support the credit investment businessAssist in the preparation and submission of regulatory filings for private funds and investment vehiclesIdentify and escalate potential conflicts of interest, coordinating resolutions in collaboration with business and compliance leadershipEnhance and maintain compliance testing processes and operational workflowsSupport internal audits, regulatory examinations, and inquiriesCoordinate with third-party consultants and internal stakeholders on compliance testing and documentation QualificationsMinimum of 3 years of experience in a compliance role within the asset management or financial services industryStrong understanding of investment management and private fund structuresFamiliarity with credit strategies such as loan trading, direct lending, securitized products, and distressed debtWorking knowledge of information barriers, wall-crossing processes, and cleansing protocolsExcellent written and verbal communication skills; ability to effectively present complex concepts to stakeholdersExceptional organizational skills and attention to detailAbility to thrive in a dynamic, fast-paced environment with multiple prioritiesCollaborative mindset and a proactive, solutions-oriented approach