<Back to Search
Data Compliance Officer
Hartford, CTApril 3rd, 2026
A leading global investment manager is looking to add a Legal & Compliance Associate to its Compliance team in New York. This role will focus on data governance, AI tool oversight, and regulatory compliance, working closely with research, engineering, and legal teams across the firm.Key Responsibilities:Conduct legal and compliance reviews of data providers and AI toolsDraft and maintain policies and procedures related to data governance and AI usagePartner with data, research, and engineering teams on compliance mattersMonitor regulatory developments and advise internal stakeholdersSupport governance frameworks and compliance control processesRequirements:J.D. required3–5 years of legal or compliance experience within financial services (law firm or regulatory background a plus)Experience with data licensing, AI/data governance, or securities regulation
89 matching similar jobs near Hartford, CT
- Compliance Manager
- Ethics & Compliance Senior Associate - Financial Crimes & Trade Compliance
- Counsel Global Trade Compliance
- Chief Compliance & Legal Counsel
- Derivatives Compliance Officer
- Customs and Border Protection Officer (CBPO) - Entry Level New Hire Sign-On and Retention Incentives
- Mergers & Acquisitions Tax Managing Director, State and Local Tax
- Compliance Manager - Trust and Fiduciary
- Project Delivery Manager - Fund Reporting Manager
- Corporate Counsel, Reinsurance
- Director Analyst - SAP Licensing (Remote: North America)
- General Counsel (Investment Management)
- Product Controller – Oversee accounting & admin of mutual funds – Fund accounting
- Chief Tax Officer (CTO)
- Senior Regulatory Counsel, Alcoholic Beverages
- Counsel, Regulatory & Compliance
- Tax Senior / Manager / Senior Manager / Director Asset Management
- Medical Technician
- Managing Director, General Counsel
- Senior Accountant– Canada / Asia Pac & USA Support
- Trade Compliance Manager
- Manager, Master Data Management
- General Counsel
- Senior Associate, Asset Management
- Paralegal, Compliance Program Administrator
- Regulatory Affairs Specialist
- Tax & Compliance Research Specialist
- Asset & Wealth Management Tax Manager
- Tax Manager - Private Companies
- Director, Middle Office Hedge Fund Operations
- Director of Finance
- Private Partnership Solutions (PPS) - Tax Manager
- Associate, Fund Operations
- Tax Senior Associate - Private Companies
- Junior Accountant
- Director, Conferences Product Management
- Director, Gartner Analyst, Data Quality (Remote US)
- Lead Portfolio Manager
- Head of Product FP&A
- Treasury Manager