Financial Case Advisor

Location: St Louis, MO (Hybrid) Duration: 6+ Months (High chance of extension/conversion) We’re looking for a Series 7 licensed professional with experience in brokerage operations, compliance, or risk/QA to join a fast-paced financial team. What You’ll Do: Handle escalated FINRA & broker complaints and drive resolutions Support brokerage account operations & transactions Ensure regulatory compliance and process accuracy Collaborate with internal teams to improve processes What We’re Looking For: Active Series 7 license (mandatory) 2+ years in brokerage, compliance, risk, or QA Strong analytical & communication skills Experience with complaints handling is a big plus EEO: Mindlance is an Equal Opportunity Employer and does not discriminate in employment on the basis of – Minority/Gender/Disability/Religion/LGBTQI/Age/Veterans.#J-18808-Ljbffr