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Senior Compliance Examiner — Remote Branch Exams

A financial services firm in New York is seeking an experienced branch examiner to perform onsite examinations of brokerage offices across the U.S. The ideal candidate will have a solid background in the securities industry, excellent documentation skills and the ability to communicate findings clearly. Responsibilities include conducting examinations, identifying risks, and supporting compliance efforts. This role offers a competitive salary of $80,000 to $95,000 and may require up to 50% travel in a remote work environment.#J-18808-Ljbffr

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