Senior Broker-Dealer Compliance Lead (FINRA/SEC)

Webull Financial is seeking an Associate Director of Compliance in New York to lead compliance efforts in regulatory frameworks including FINRA and SEC. The position requires a strong compliance professional with 5 years of related experience. The role includes drafting policies, managing regulatory examinations, and providing mentorship to team members. Comprehensive health coverage, 401(k) match, and generous time off are part of the benefits package. The salary range is $135,000–165,000 annually, plus bonuses. J-18808-Ljbffr