Operations Manager

The ideal candidate will have proven leadership experience in the financial services industry and the ability to think strategically and manage complex operations. They should be comfortable with taking initiative and making decisions, while ensuring that the day-to-day operations of the company run smoothly.Develop and implement policies and procedures to ensure compliance with applicable laws and regulations.Work with senior management to develop and implement long-term strategies for the company.Lead and manage the day-to-day operations of the company, including developing and executing strategies to achieve our financial and operational goalsDrive successful results in the financial services industry and ensure that all operations are running smoothlyProactively identify and manage potential risks and opportunitiesassist in managing operational support staffeducate all employees on operational policies and proceduresmanage operations-related client issuesoversee operational tasks related to account opening and maintenance, funds received and disbursed, and margin/risk itemsmonitor client accounts and transactionsperform delegated supervisory functions, approvals and authorizations for the Market ComplexesWires, ACH, Cash and Asset Movement Supervision and ApprovalsCollege Degree RequiredSeries 7, 9, 10 Required