Compliance Officer
Occupations:
Compliance ManagersCompliance OfficersRegulatory Affairs ManagersRegulatory Affairs SpecialistsSecurities, Commodities, and Financial Services Sales AgentsIndustries:
Nondepository Credit IntermediationSecurities and Commodity Contracts Intermediation and BrokerageOther Financial Investment ActivitiesManagement of Companies and EnterprisesDrugs and Druggists' Sundries Merchant WholesalersThe Compliance Department is responsible for ensuring that Hilltop Securities Inc. has effective policies and procedures in place and enforcing those policies as set forth by the industry regulators. The department also holds compliance responsibilit Compliance Officer, Compliance, Officer, Business Services