AVP Supervisory Controls Governance
A company is looking for an AVP, Supervisory Controls Governance.
Key ResponsibilitiesMaintain the supervisory controls framework and related documentation
Drive change management activities and ensure effective communication of updates
Produce regular reporting on control framework health and audit readinessRequired Qualifications7+ years of experience in financial services, focusing on supervision, compliance, or risk management
Experience in maintaining a control framework in a regulated environment
Experience supporting internal audits and compliance testing
Prior people leadership experience in a matrixed environment
FINRA Series 7, 63 & 65 or 66, & 24 certifications