Chief Compliance Officer - FCM
Occupations:
Compliance ManagersCompliance OfficersRegulatory Affairs ManagersSecurities, Commodities, and Financial Services Sales AgentsFinancial ManagersIndustries:
Securities and Commodity Contracts Intermediation and BrokerageDrugs and Druggists' Sundries Merchant WholesalersAdministration of Economic ProgramsEmployment ServicesOffice Furniture (including Fixtures) ManufacturingA leading futures trading firm is looking for a Chief Compliance Officer to head up their Futures/FCM compliance team. An ideal candidate will have prior experience in a compliance leadership role at another Futures Commission Merchant.Day-to-day you will:Update and implement NFA/CFTC compliance policies and procedures.Maintain regulatory relationships and respond to regulatory inquiriesLiaise with trading desk heads.Manage a small team of futures compliance professionals.
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