Financial Advisor

Description:Kellogg Community Credit Union has an exciting opportunity for a Financial Advisor!Market and explain the Investment services to customers at branch offices of our financial institutions. Serve as a needs based resource for all securities-related products and services. Transmit orders on behalf of customers, relay data and investment advice to customers. Manage customer relationships and handle all Investment related transactions, following appropriate, well-defined procedures with minimal supervision, to ensure regulatory compliance and in keeping with the philosophy of the company. Actively support the companys total marketing concept.Job Functions:Facilitate the sales process by accepting and placing securities ordersMeet, qualify and open new accounts for those customers who dont require a meeting with the Financial AdvisorCoordinate and manage all seminars, marketing campaigns and sales literature for those offices within their marketsDevelop and direct branch training and referral campaignsEstablish all brokerage accounts, including all necessary documents required to open a brokerage accountCashiering-booking checks and stock certificates, including obtaining necessary legal requirements for stock certificates, into brokerage accountsFollow up on all outstanding paperworkProcess journals between brokerage accountsManage all communications with corporate office to resolve problemsSet up mutual fund periodic investment plans and systematic withdrawal plansSet up money lines; ACH or EFT money movements for trade settlementsRequirements: College degree or equivalent business experience is required (Appropriate experience may substitute for education)Series 7 and 63 securities licenses and State Insurance License2 years experienceClean U 4Customer relations/sales experience requiredActual business experience requiredThe ability to learn detailed requirements of the position is requiredParticipate in all required compliance training, including Bank Secrecy Act/anti-money laundering training, as well as internal and external training programs, online training, meetings, and seminars/conferences, etc.This position has the ability to be based in Battle Creek, or Kalamazoo Michigan as well as the ability to serve our entire footprint.PM20PI139ca0ea7a6e-26289-40148635