Compliance Examiner (Hybrid) - FINRA/SEC Risk & Controls

A leading financial company is looking for a Compliance team member to conduct examinations of non-field OSJ locations like Charlotte, NC. This role includes travel and a hybrid work schedule. Ideal candidates should have a FINRA Series 7 license or willingness to obtain one, along with a bachelor's degree and compliance experience. Proficiency in Excel and strong analytical skills are also necessary. A base salary range of $75,000–$85,000 is offered, along with competitive benefits. J-18808-Ljbffr