Director of Compliance

Compliance Director - New York, NY: Our client is a rapidly expanding Private Equity firm with over $5B in AUM. As they continue to scale its platform across strategies and geographies, they’re adding talent to their compliance team at the director level. This is a broad, high-impact compliance role to drive the build-out of its internal compliance infrastructure. The team is seeking a compliance generalist with an entrepreneurial attitude to take ownership of processes and can help institutionalize processes within a fast-paced environment. Key PointsOpportunity to help build and formalize an evolving compliance program in partnership with senior leadership and external consultantsHigh-growth, entrepreneurial investment platform with significant recent fundraising successImpact role within a lean compliance function with meaningful ownership and direct senior visibilityCollaborative, open-concept office culture with four days in officeResponsibilitiesOversee and manage the firm’s day-to-day compliance program across adviser and fund-level activitiesServe as the primary internal compliance lead and key liaison with the firm’s external compliance consultantsManage regulatory obligations and compliance oversight for the firm’s global operationsOversee compliance aspects of the firm’s fundraising processes, including investor due diligence questionnaires (DDQs) and KYC requestsMaintain and enhance the firm’s compliance policies and procedures to ensure they remain aligned with evolving regulatory expectations and firm growthOversee regulatory filings including Form ADV, Form PF, and other applicable regulatory requirementsManage the firm’s annual compliance review process and ongoing regulatory monitoring with external compliance consultantsProvide practical compliance guidance to internal stakeholders across the firm, including investment, operations, and senior management teamsQualificationsSignificant compliance experience within the asset management industry, ideally in-house at a private fund managerBroad experience across investment adviser compliance programs, including regulatory filings, policies and procedures, and investor-related compliance mattersExperience supporting fundraising compliance processes, including DDQs and KYC requestsSelf-starter with a hands-on approach and the ability to operate effectively in a lean team environmentHigh ethical and professional standards with strong professional judgmentLegal background or JD is welcomed but not required Compensation: $200-250K base; competitive all-inJob Reference #3548945