VP Compliance – Life Insurance
Occupations:
Compliance ManagersCompliance OfficersRegulatory Affairs ManagersRegulatory Affairs SpecialistsFinancial Risk SpecialistsIndustries:
Administration of Human Resource ProgramsInsurance and Employee Benefit FundsAdministration of Environmental Quality ProgramsInsurance CarriersAutomotive Equipment Rental and LeasingVice President, Compliance – Life Insurance & AnnuitiesWe are partnering with a growing and highly respected insurance organization seeking a VP, Compliance to support and lead enterprise compliance initiatives within its life insurance and annuity business.This role will have broad exposure across compliance, operations, legal, risk, and executive leadership and will play a key role in strengthening regulatory processes, governance frameworks, and overall compliance strategy across the organization.Key Responsibilities IncludeOverseeing enterprise compliance programs, policies, and regulatory initiativesManaging consumer complaints, DOI inquiries, and regulatory mattersSupporting market conduct examinations, audits, and regulatory response effortsIdentifying compliance trends, operational risks, and remediation opportunitiesPartnering cross-functionally with operations, legal, product, and business leadershipAdvising leadership on regulatory developments and compliance best practicesEnhancing governance frameworks, internal controls, and compliance proceduresSupporting product compliance, policy reviews, and regulatory filing activitiesDriving process improvements and operational efficiencies across compliance functionsLeading and mentoring compliance staff while fostering a strong culture of accountability and ethical conductAssisting with enterprise risk management and broader compliance strategy initiativesIdeal Candidates Will Bring5+ years of life insurance and/or annuity compliance experienceStrong understanding of insurance regulatory frameworks and market conduct expectationsExperience managing regulatory inquiries, examinations, and operational compliance initiativesAbility to work cross-functionally and influence stakeholders across the organizationStrong communication, leadership, and analytical skillsExperience within fast-paced, highly regulated insurance environmentsApply Now