Chief Compliance Officer / Deputy General Counsel

Chief Compliance Officer / Deputy General Counsel: Our client, a leading private investment firm is seeking a CCO/DGC to take ownership of its compliance function. This is a highly visible, high-priority hire with direct exposure to senior leadership and a clear mandate to bring structure, accountability, and operational rigor to the firm’s compliance program. This opportunity is well-suited for a high-upside compliance professional who is ready to step into a CCO role or join as a deputy with a defined path to CCO in the near term. The role combines hands-on execution with strategic oversight and offers meaningful breadth across compliance and legal matters.Key PointsOpportunity to build and refine compliance processes and infrastructure within a stable fund with strong long-term growthBroad role spanning compliance leadership and legal support and working in a collaborative, low-ego culture that values initiative and accountabilityExposure to technology and AI-driven process improvementsHigh profile position with a true seat at the table amongst bright, talented investment and operations professionalsResponsibilitiesTake full ownership of the firm’s compliance program, ensuring it is practical, well-documented, and regulator-readyBuild, maintain, and improve policies, procedures, and compliance workflows across the organizationEstablish structured processes for tracking, escalation, and resolution of compliance mattersOversee regulatory filings, documentation, and ongoing compliance obligationsAdvise on key regulatory requirements impacting investment advisers and private fundsMonitor and enforce policies related to conflicts of interest, personal trading, MNPI, and code of ethicsReview and approve investor-facing materials and maintain supporting documentationProvide support on commercial agreements and other compliance-adjacent legal mattersPartner with internal teams and external advisors to ensure effective execution of compliance initiativesQualificationsJ.D. with active bar membershipExperience in investment management compliance, preferably within private equity or alternative asset managementDemonstrated ability to build or improve compliance programs and processesProactive, hands-on approach with strong ownership and follow-throughStrong communication skills and ability to engage with senior stakeholders and sound judgment with an ability to balance regulatory requirements with business needsCompensation: $250K+ base; $500-800K+ all-inJob Reference #3589531