Vice President, Compliance Conflicts
Vice President, Compliance ConflictsAbout the CompanyInvestment banking.Industry
AccountingType
Privately HeldAbout the RoleThe Company is seeking a Vice President for a Compliance Conflicts role within its Global Control Room. The successful candidate will be responsible for managing and advising on conflicts of interest across various business lines, including investment banking, capital markets, M&A, and commercial banking. This role involves a combination of business-as-usual conflicts advisory and project/change management, with a focus on enhancing systems, frameworks, and global processes. The VP will also be involved in leading global change initiatives, partnering with stakeholders across compliance, legal, and the front office, and ensuring that the company is in line with regulatory best practices.Applicants should have 5-7 years' of direct conflicts management experience, preferably within a global bank or large financial institution. A strong understanding of investment banking and capital markets products, as well as regulatory frameworks impacting conflicts, is essential. The role requires experience in conflicts systems and tools, process building or enhancement, and large-scale change or transformation projects. The ideal candidate will have strong stakeholder management and communication skills, and an advanced degree or relevant certifications such as JD, MBA, CAMS, or CRCM is a plus. The role also involves mentoring junior team members and contributing to team leadership.Travel Percent
Less than 10%FunctionsFinance