Compliance Officer

Compliance Officer (New York, NY): Our client, a global and diverse investment fund, is seeking a Compliance Officer to join its collaborative and high-performing team. This individual will support compliance efforts across a platform spanning private equity, hedge funds, and broker-dealer activities. The role is designed for a hands-on professional who can operate as a true partner to senior team members and contribute to a strong, firmwide culture of compliance. Key PointsExceptional, team-first culture where compliance is viewed as a business partner and team is highly collaborative Strong work-life balance with flexibility and trust-driven environmentFlat organization with direct access to senior leadership and open communicationBroad, generalist role with exposure across multiple strategies and opportunity to work on innovative, tech-forward initiativesResponsibilitiesPartner with investment, legal, and operations teams to enhance compliance frameworksSupport day-to-day compliance across private funds, registered funds, and broker-dealer activitiesLead and support annual compliance reviews and assist with regulatory exams and inquiries across investment adviser and digital asset activitiesMaintain and enhance compliance policies and proceduresConduct compliance testing, monitoring, and surveillance; track regulatory developments and assess business impactOversee portfolio compliance monitoring, including testing and analysisSupport compliance training and program initiativesQualifications5 - 7 years of compliance or audit experience within the asset management space Demonstrated experience operating in a compliance function with understanding of regulatory structure and terminologyExposure to multiple strategies or business lines; generalist experience preferredCollaborative team player with an assertive, confident communication styleProven commitment to a long-term career in complianceCompensation: $120-150K base; $200-300K all-inJob Reference #3582502