Senior SBSD Compliance Officer - Regulatory Excellence

A financial services firm seeks a Senior Compliance Officer to lead its Security Based Swap Dealer program in Miami, FL. You will ensure compliance with SEC and FINRA regulations, oversee training programs, and partner closely with various departments to improve compliance frameworks. Ideal candidates will have extensive experience in compliance within financial sectors. The role offers a hybrid work schedule, competitive salary range of $150K–$190K, and a full benefits package. J-18808-Ljbffr