Business Analyst - Registrations

Our client, a top-tier Management Consulting firm, is seeking an experienced Business Analyst to support Capital Markets and broker-dealer clients across Client registration and regulatory transformation initiatives. The role will support end-to-end registration processes including onboarding, transfers, amendments, renewals, and terminations while leading business analysis and delivery efforts for regulatory and operational technology platforms, including a new Registrations solution.This is a highly visible, hands-on role requiring strong broker-dealer regulatory knowledge, proven experience supporting Client registrations, and the ability to translate complex regulatory and operational requirements into well-defined business and technology solutions. The ideal candidate will work closely with business, technology, and leadership stakeholders to drive initiatives from requirements definition through user testing and production deployment.Responsibilities & Qualifications:Support Client registration processes for Capital Markets clients, including onboarding, transfers, amendments, renewals, and terminations within a broker-dealer environmentLead business analysis activities for regulatory and operational initiatives, including requirements gathering, process mapping, gap analysis, and solution design for new Registrations platformReview, translate, and prioritized business requirements with ITPerform project management tasks to help prioritize, unblock issues, and assist with communicationAssist with user testing and signoffs, so that IT can push items to productionStand-up work items and team management structure for development and support of technology platforms supporting Front Office, Traders and TechnologySupport stakeholders by performing current and future state flow, Target Operating Model developmentUnderstand client's challenges and issues; document resolution options and go forward plansWork with business groups to structure different business requirements into a prioritized set of requirements with estimatesConduct detailed analyses to draw conclusions, and develop pertinent and insightful recommendationsPresent findings and recommendations to client leadershipWhat you'll bring with You:5+ years of experience as a Business Analyst within a broker-dealer or Capital Markets environmentPrior experience supporting Client registrations or delivering projects involving registration systems or regulatory platformsStrong working knowledge of broker-dealer regulatory requirements, Client rules, and licensing exams.Understanding of upstream / downstream applications and dataAbility to work on multiple workstreams from inception through to implementationAbility to apply experience with existing software or processes to define and collect metrics and develop better processes to be used in the futureRequired knowledge of regulations and securities transactions to help conduct requirement analysis, facilitate rule interpretations, document business requirements, document functional requirements and drive issue remediationExposure to multiple project management methodologies including, but not limited to Agile and WaterfallExperience in successfully delivering business and technology projects with an understanding of product development lifecycleDevelopment productivity tools (JIRA, TFS, or other)Microsoft office suite (Excel, PowerPoint, Project, Visio, etc.)Excellent communication skills with the ability to liaise and influence a range of internal and external stakeholdersBachelor's degree