Financial Advisor

Senior Financial AdvisorWe are seeking an accomplished Senior Financial Advisor with an established book of business whois motivated to accelerate growth within an independent broker-dealer platform. This role is idealfor an entrepreneurial advisor who values autonomy, ownership of client relationships, and theability to scale their practice while leveraging robust broker-dealer resources.What You Will Do Own, manage, and expand an established book of business with full accountability for clientrelationships and outcomes Deliver comprehensive, client-centric financial advice across investments, retirement, insurance,and holistic planning Deepen relationships with existing clients through proactive engagement, expanded services,and personalized strategies Actively generate new business through referrals, professional networks, and targetedprospecting efforts Collaborate with internal specialists (planning, investment, insurance, and product partners) todeliver sophisticated solutions Utilize independent broker-dealer tools, technology, and platforms to enhance efficiency,scalability, and client experience Drive consistent growth in AUM, revenue (GDC/T12), and wallet share Operate as a trusted advisor and business owner, managing your practice with a high degree ofindependence and accountabilityWhat You Bring 7+ years of experience as a Financial Advisor with a proven, portable book of business Demonstrated success growing AUM, generating referrals, and closing new client relationships Series 7 and 63, 65 or 66 licenses required Life, Accident & Health Insurance license required Strong consultative sales approach with a fiduciary, client-first mindset High level of professionalism, ethics, and compliance discipline Strong interpersonal, communication, and relationship management skills Entrepreneurial drive with the desire to build, scale, and control your practice Clean U4 and ability to pass criminal and credit background checksWhat You Should ExpectThis role is designed for a growth-oriented advisor who wants the flexibility and economics of anindependent broker-dealer while maintaining full ownership of client relationships. You will havethe freedom to run your business your way, supported by a platform that enables expansion,efficiency, and long-term value creation - without succession obligations or future exitrequirements.