Compliance Officer

Description:The Compliance Officer (CO) is a key role within Larson Network Services (LNS) . LNS provides network companies with various back-stage operational support services including Compliance. The network includes our affiliate Broker Dealer, Larson Financial Securities, LLC (LFS) and two Registered Investment Advisors, Larson Financial Group, LLC (LFG), Larson Wealth Partners, LLC (LWP) and Larson Capital Management, LLC (LCM) (collectively the Firm). The CO helps to ensure that all advisors and other associated persons comply with all federal, state, SEC, FINRA and MSRB rules and regulations and the Firms policies and procedures. In addition to other duties as assigned, COs help maintain regulatory compliance by researching and communicating requirements, reviewing and approving applications and advertising materials, testing policies and procedures and supporting internal and external audits. COs may be named as Designated Supervisory Principal and or Subject Matter Experts for certain Branches or areas of the Firms' Compliance Program.Reports to: Chief Compliance OfficerRequired Qualifications and Experience:Bachelors Degree or HigherSeries 7, Series 66(63/65) and Series 24 or Series 9/105+ years experience in financial servicesRequirements:Desired Qualifications and Competencies:Series 53, Series 27 or Series 28 and life and health insurance licenseProfessional certification such as CRCP, IACCP, CFE, CRM or CAMSExperience with private equity, variable insurance or other complex productsExperience developing and implementing compliance programsHigh levels of integrity, confidence, self-awareness and a sense of humorTeam player with the ability to work with minimal supervisionAccountable and willing to hold others accountableCritical thinker with strong analytical and investigative skillsAble to easily grasp and comprehend risksAble to handle sensitive and confidential information with prudence and careAdaptable to working in a fast-paced environmentStrong communication and conflict resolution skillsStrong organization skills and attention to detail?Continuous improvement mindsetProficient in Microsoft Office Suite (Word, Excel, PowerPoint, etc.)Other duties as assignedWhy Join Larson Financial Group? We offer a competitive benefits package and an engaging work culture that supports personal and professional growth:Profit Sharing Bonus Program401(k) with Employer Match (up to 4%)Comprehensive Medical, Dental, and Vision InsuranceCompany-paid Long-term Disability, Life Insurance, and EAPVoluntary Short-term Disability and Supplemental InsuranceGenerous PTO (112 hours after 90 days) + 12 Paid HolidaysTraining, Development, and Educational OpportunitiesCompany Events, Recognition Awards, and Team ActivitiesPI0a5b9c21b280-26289-40375180