Regulatory Operations Analyst: Hybrid, Impact & Compliance

A leading financial services firm located in Memphis, TN, is seeking a Regulatory Operations Analyst to ensure compliance with financial regulations and enhance operational efficiency. Responsibilities include monitoring client asset control, compiling regulatory reporting, and assisting in process improvements. The ideal candidate has a bachelor's degree, relevant certifications (SIE, Series 99), and experience in a fast-paced environment. This is a hybrid position with a commitment to client service and professional growth. J-18808-Ljbffr