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Wells Fargo is seeking a Lead Institutional Investment Operations Specialist within Regulatory Reporting as part of Corporate Investment Banking. The candidate will compile the daily recap for Swap Data reporting across asset class, manage and distribute TRACE Late Mismatches, TRACE and GTR Late trades reporting, and, research LEI updates and coordinate trade processing with the Middle Office, COG and DCOT, and test any new code implementation related to reporting.
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You will also interact regularly with functional groups within the Company on both transactional work and policy review, including Finance, Accounting, Corporate Development, Marketing, Tax, Information Security, Privacy, Government Relations, Trust and Risk. What you will bring: 5+ years of post-qualification experience or suitable work experience in the technology space or logistics, with a preference for platform-based business models.
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The Applications Programming department works on the back-end and internal systems that enable our brokerage operations including the handling of customer cash, securities borrowing and lending, regulatory reporting, trade settlement and reconciliation, corporate action processing, customer statements, reference data systems, and IPO processing to name just a few.
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Further, the position will act as an interface and liaison to the Business Group for other Corporate Legal functions such as IP, Ethics & Compliance, Data Privacy, Contracting Center of Excellence and Litigation, the Geo Legal teams and Government Relations & Trade.
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5+ years combined experience in corporate, contract lobbying, campaign, trade association, legislative, or regulatory roles. Ability to understand how technical language in legislative and regulatory proposals could affect corporate operations, identify business implications and synthesize policy documents for internal stakeholders that identifies the best course of action in the clearest possible terms.
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Bachelor's degree in political science, business, international relations, communications, government affairs or related field with 8+ years of experience in U.S. Congress, corporate government relations, or related-industry trade association, OR advanced degree with 6+ years of experience in U.S. Congress, corporate government relations, or related-industry trade association.
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Responsibilities include proactively advising MBG senior leadership and their global business teams in areas such as product and service development and offerings, IP licensing and disputes,alternative/creative business models, supply chain and distribution issues, strategic partnerships,regulatory compliance and commercial disputes.
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Contribute to the financial and reputational growth of the company across Asset Servicing, Corporate Trust, Broker Dealer Services, Treasury Services, Trade Services and Global Liquidity Services lines of business.
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Position DescriptionThe Associate General Counsel will report to the SVP, General Counsel and will provide legal counsel and support on corporate trade and commercial transactions within the media trade industry.
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Our lawyers and legislative advisors serve domestic and international clients in all areas of corporate and business law, complex litigation, intellectual property, regulatory matters, and government affairs.
$205,000 - $365,000 a yearFull-timeExpandApply NowActive JobUpdated Yesterday - UpvoteDownvoteShare Job
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At GAM, we provide our customers with a range of services including Regulatory and Customer Compliance of Property Systems, Import/Export Trade Compliance, Material Management, Stockrooms/Tool Cribs/Receiving, Engineering Tool Design and Rework/Repairs, Records Management, Distribution Services, Capital Asset Management, Development & Production-Equipment Maintenance, and Facilities Project Management.
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Familiarity with FCC requirements, and other regulatory requirements applicable to a dynamic and ever-changing business. JD Degree from a top-tier US law school. The candidate should be knowledgeable in the mechanics and economics of the electronics manufacturing industry, and familiar with the pace of an innovative technology company.
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Coordinate field sustainability and environmental programs including: environmental permitting, regulatory reporting, etc. Participate and support company representatives when dealing with, customers, trade organizations or government agencies on environmental or ESG related matters.
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Crowell & Moring LLP is an international law firm with offices in the United States, Europe, MENA, and Asia that represents clients in litigation and arbitration, regulatory and policy, and transactional and corporate matters.
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Our long-term outlook, institutional weight and global breadth provide our clients with a stable and reliable financial partner, whether in Corporate or Personal Banking or our Trade Services, Commodities, Financial Institutions and Global Markets lines of business.
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