The firm is a broker-dealer registered with the United States Securities and Exchange Commission and a member of the Financial Industry Regulatory Authority. Job Title: Investment Banking, Vice President.

The TSM will be responsible for launching new products in the field, maintaining and coordinating product display placements, hosting dealer events, and participating in evening Showroom consumer and trade events.

Working knowledge of the retail automobile industry, including dealership operations, franchise issues, manufacturer-dealer relationships, and emerging trends. Monitoring industry developments from multiple sources (trade press, public media, direct dealer contact, NADA Committee activities, trade shows, and manufacturer contacts.

Our client is in the top 10 of U.S. Banks that is actively growing their national broker dealer network. FA's utilize Relationship Advisory Process (RAP) - Financial planning model connecting to IRM. They are a full-service brokerage firm and clear through Fidelity NFS; Salesforce customized for prospecting clients.

Updating/ Maintaining reports (WIP, General/ Intl'l Inventory Spreadsheet, Dealer Loaders Report, SAP) Keep POS and Dealer Loader order forms and catalogs up to date. Source quality premium and apparel items for APAC region.

Experience and aptitude with working with a broker-dealer technology, i.e., electronic order entry systems, DocuSign, etc. CFS (Member FINRA/SIPC) is a broker-dealer and RIA with a stable, 25-year track record of serving the investment needs of credit unions and their members.

The FMR LLC Legal Department has a unique opportunity for an innovative attorney to join our Wealth and Brokerage legal team as Legal Counsel, Broker-Dealer Regulation. You will support ongoing broker-dealer operations, providing analysis of applicable financial services related-law, rules, and regulations, including FINRA Rules, Securities Exchange Act of 1934, and Regulation Best Interest.

Partner and influence affiliate CPAs to provide client leads for Investment Management, Life Insurance, Long-term Care Insurance, and other insurance as needed, and in Broker/Dealer business, including Retirement Plans, Annuities, etc.

Come join the top GM Dealer in the NY Zone. This is a rare and unique opportunity to work at Long Island's Largest Cadillac, Buick, & GMC Dealership! King O’Rourke Cadillac, Buick, GMC in Smithtown, family owned & operated for over 40 years is seeking to hire an EXPERIENCED F&I Manager.

1-2 years in Broker-Dealer compliance experience, capital markets compliance or regulatory experience. Oppenheimer & Co. Inc. (“Oppenheimer”) is a leading middle-market investment bank and full service broker-dealer.

Increase overall revenues of OEM New Sales Equipment, Used Equipment Sales, Rental & Leasing, and Dealer Aftermarket products. In addition to increasing equipment and aftermarket sales and profits, the market strategy should include such products and services as fleet management, rental, and leasing, allied products, training and positioning of Equipment Depot with the market.

Experience with multiple Dealer Management Systems (DMS) preferred. Positively impact dealer relationships for Area Management Teams. The Performance Development Manager, under the leadership of the Director of Training, is responsible for the individual development of GSFSGroup accounts within an assigned region, to increase product sales and improve dealership performance.

Build advocacy with dealer partners to drive customer acquisition and growth in existing accounts. Laptop, iPad, phone and company car provided. The Kerr Restorative, & Total Care Account Manager is responsible for achieving or exceeding sales goals within their assigned territory to existing and potential new customers and by partnering with our dealers.

A family-owned authorized dealer of Peterbilt trucks, Hunter Truck has provided four generations of trucking solutions and an unparalleled commitment to personalized service, parts, and sales. Medium/Heavy Truck Parts Specialist Certification preferred.

Ideally 3+ years of AML experience in wealth management, broker dealer, retail and/or private bank, and/or correspondent bank or equivalent experience. Certified Anti-Money Laundering Specialist (ACAMS) / Certified Fraud Examiner (CFE) / Certified AML and Fraud Professional (CAFP) is a plus.