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Manages communications, nuclear safety, Probabilistic Safety Assessment (PSA) risk, risk management, scope verification, and information distribution during project development & implementation; ensures compliance with safety, environmental, security, NERC-CIP, and nuclear regulatory requirements.
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Manage the FINRA CE (regulatory element) program, in conjunction with leadership within Contract, License and Registration department, to ensure FINRA compliance and adherence with company guidelines.
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Manage the day-to-day operations of one to four programs in a community including organization and implementation of direct supports, person-centered planning, and implementation, health care, advocacy, stakeholder relations, regulatory compliance, recruiting, retention, staffing, training, safety, financial management, and maintenance of the physical environment.
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Lead various aspects of the Firm’s compliance processes, driving the ongoing evolution, implementation, and enforcement of regulatory protocols. This role entails leadership within the compliance team, offering regulatory training, education, and advisory services on financial services regulation.
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This responsibility includes the development and implementation of security and safety policies and procedures, regulatory and legislative compliance, security officer management, alarm response, branch and corporate building security, customer safety, physical crime investigations, workplace violence, fire and life safety, executive protection, due diligence, pre-employment screening, security operations globally, and fraud investigations.
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For these areas of the business, the Operational Excellence team leads governance and implementation of requirements related to several large-scale programs like New Initiatives, Process Risk Self-Assessment (PRSA) Controls and Testing, Third Party Risk, Internal Audit/Regulatory Exams, Information Security, Privacy, Financial Reporting, Physical Security and Business Continuity/Resiliency.
ExpandApply NowActive JobUpdated 6 days ago - UpvoteDownvoteShare Job
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Key internal relationships include Rare Disease brand marketing, market access, commercial insights and analytics, sales, medical/CMR, legal, compliance, and regulatory. This individual will maintain a high-level of collaboration and integration with all field teams (Sales, Field Access, and Payer), Brand Marketing, Training, Market Access, Trade, Legal, Compliance, Finance, HEOR, and Market Research.
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The DOT Drug and Alcohol Program Compliance Coordinator, provides regulatory oversight, administration, implementation, and operation of the Council's Federal Drug-Free Workplace Program, DOT Drug and Alcohol Programs, and non-DOT testing conducted per Minnesota Statute.
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This mission is executed through the implementation of technology, best-in-class talent, and client collaboration. Coordinate policy and procedures with internal partners such as Real Estate, site management, and department management to ensure compliance with existing policies.
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In line with Amex's "three lines of defense" approach to risk management, the FLoD Operational Excellence team actively works with Second Line of Defense (such as Info Security, Compliance, Privacy) and Third Line of Defense (Internal Audit) teams to ensure adequate implementation of risk management framework requirements.
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AgentSync is a powerful, easy-to-use Compliance as a Service solution, directly integrating regulatory database sources of truth (i.e. NIPR, FINRA) with core business systems (i.e. Salesforce) so we can automate the critical business processes associated with these compliance requirements.
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Extensive experience in the design and development of SAP GRC AC policies, strategy, and Governance Risk and Compliance Experience with regulatory compliance is a requirement. Experience in end to end SAP GRC AC project implementation, ability to conduct workshops, manage and plan for UAT, Regression Testing, Cutover and Hyper care activities.
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Responsibilities encompass aligning clinical programs with organizational goals and regulatory requirements, fostering cross-functional collaboration, managing risks, engaging stakeholders, driving global alignment and excellence, and ensuring compliance and quality assurance across clinical programs.
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Collaborate with Clinical Development (including PV/Safety), Regulatory Affairs, and Development Operations (including Clinical Operations, Data Management, and Biostatistics), CROs and clinical sites to support overall GCP compliance and inspection readiness.
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Draft tariff rules, filings and expert testimony for submission to FERC in support of planning, operations, and regulatory compliance initiatives, respond to challenges to those initiatives, and advise on their implementation.
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