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Candidates will ideally have at least five years of experience practicing with a law firm, closed-end, mutual fund or ETF complex, fund servicing organization, investment advisory firm, or applicable regulatory agency dealing with the Investment Company Act of 1940, Securities Act of 1933, Securities Exchange Act of 1934, and related rules, regulations, guidance, and practices.
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Compliance oversight of service providers, including conducting site visits (on-site or virtually) to the Trust, specifically numerous independent investment advisers, Fund Services as Transfer Agent, Fund Administrator, and Fund Accountant, U.S. Bank as Custodian, and external parties such as Distributor(s) to the Funds.
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Sick and Safe Leave accruals of one hour for every 30 worked, up to 80 hours per calendar year unless otherwise provided by law. While we require candidates to be licensed to practice law, this position does not offer legal advice to U.S. Bank Global Fund Services or its clients and will not result in the formation of attorney-client relationships with the funds or advisers with whom the candidate works, or any other party.
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Acting as the Trust's anti-money laundering (AML) Officer for their respective Trust. Knowledge of closed-end fund laws and regulations, mutual fund and ETF knowledge a plus. The E-Verify program is an Internet-based employment eligibility verification system operated by the U.S. Citizenship and Immigration Services.
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A leading international law firm is seeking a Legal Secretary to support their Corporate practice group. Coordinate work as needed with office, firm and third-party service departments, including Document Services, IT, Office Services, Conference Services, and Finance.
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The ideal candidate will possess superior academic credentials, relevant law firm experience, and excellent verbal and written communication skills. Our sophisticated litigation practice includes complex trial and appellate matters in the areas of commercial law, products liability, intellectual property, and matters of public interest.
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Work with the Firm Administrator and the Managing Partner to support the goals of the firm. Alexandria office of a BCG Attorney Search Top Ranked Law Firm seeks a transactional attorney preferably with 5 years of relevant experience in such areas as drafting and negotiating various agreements (asset purchase and sale, shareholder, operating, executive compensation, non-compete, etc.
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Minimum of two years of financial services, banking, or law firm experience with a concentration in client support or the completion of our FAB training program required. Prepare and/or coordinate appointments and compliance material for Trust Administrator client meetings.
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In the 2024 edition, the publication named Ogletree Deakins its “Law Firm of the Year” in the Employment Law - Management category. Best Law Firms® has named Ogletree Deakins a “Law Firm of the Year” for 13 consecutive years.
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Our approach to benefits and total rewards considers our team members' whole selves and what may be needed to thrive in and outside work. Job postings in areas with a high volume of applicants, such as customer service, contact center, and Financial Crimes investigations, remain open for approximately 5 days of the posting listed date.
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Weinberger Law is a sophisticated, boutique commercial litigation firm located in North Scottsdale. Providing case management assistance and litigation tracking/docketing. Weinberger Law is a sophisticated, boutique commercial litigation firm located in North Scottsdale.
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Job Overview: A law firm in Rancho Cucamonga, CA is seeking a skilled Criminal Defense Attorney to join their team. Juris Doctor (JD) degree from an accredited law school. An exciting opportunity has just become available for an Ambulatory Surgery Center Administrator in Southern California with an award-winning, highly regarded surgery center.
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Specifically, the role will serve as Chief Compliance Officer for a closed-end fund multiple trust series (Trust) and as a member of the Regulatory Administration team supporting closed-end funds, as well as open-end funds and ETFs.
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We are currently representing an International Law Firm who are actively seeking a Client Services Administrator for their Guildford office. You will be joining the Private Wealth Disputes team in a highly reputable firm.
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7+ years of experience in a litigation support, electronic discovery and/or technology support environment, preferably within the Government, but a law firm or top eDiscovery vendor is also acceptable.
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