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Certified Financial Planner (CFP) - Issuing Authority, Series 07 - FINRA, Series 63 - FINRA, Series 65 - FINRA, Series 66 - FINRA. FINRA Series 7 & 63 licensed; Series 65 or 66 licensed and appropriate state registrations OR ability to acquire series 65/66 upon hire.
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We assist companies and non-profit organizations in delivering benefits to their employees. Developing a solid understanding of retail brokerage, workplace sponsored savings plans, and equity compensation will allow you to provide holistic value to executives.
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Series 7 & 66 are required - 66 may be obtained within a defined period of time from hire. This investigation includes but is not limited to a criminal, civil litigations and regulatory review, employment, education, and credit review (role dependent.
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Industry designations such as Certified Financial Planner and Certified Equity Professionals are highly encouraged. You have demonstrated knowledge of brokerage, insurance, money management, estate planning, financial planning and retirement planning You provide education as well as advice in appropriate situations.
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The team presents offerings to executives, board members, and plan sponsors and provides an elevated level of assistance for brokerage, insurance, money management, estate planning, financial planning and retirement planning.
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Where permitted by federal or state law, Fidelity will also conduct a pre-employment drug screen, which will review for the following substances: Amphetamines, THC (marijuana), cocaine, opiates, phencyclidine.
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Fidelity's working model blends the best of working offsite with maximizing time together in person to meet associate and business needs. As a Benefits & Planning Consultant (formerly ES Relationship Manager), you will partner with Executive Planning Consultants and work exclusively with the plan participants.
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You look at future opportunities to improve relationships and the client experience, and recommend a course of action to address longer term needs. You can take advantage of flexible benefits that support you through every stage of your career, empowering you to thrive at work and at home.
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Currently, most hybrid roles require associates to work onsite all business days of one assigned week per four-week period (beginning in September 2024, the requirement will be two full assigned weeks.
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As your knowledge grows and your planning skills evolve, you provide benefits education and financial planning advice to a growing base of executives. Customer satisfaction is your top priority, and you have a strong track record of success in relationship management.
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Maintain and enhance the documentation of internal policies and Written Supervisory Procedures (WSPs) to comply with applicable trading regulations (SEC, FINRA, CFTC, NFA and others) Knowledge of SEC/FINRA/CFTC/NFA and other US based regulatory rules.
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Fidelity Investments’ Racial Equity & Diversity Pledge. We welcome those with experience in jobs such as Accounting Manager, Retail Sales Representative, and Accounting Assistant and others in the Accounting and Finance to apply.
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We’re Looking For FINRA Series 7 & 63 required prior to hire Series 65 and/or 66 and state registrations required within 3 months of hire Experience with High Net Worth clients A CFP is preferred if you don’t already have your CFP, our Tuition Reimbursement program can help you with classes to obtain it The.
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Establishes and maintains external relationships with product / service vendors and industry forums Represents FINRA at Industry working groups or panels sponsored by other Industry leaders such as SIP, DTCC or SIFMA. Evaluates new technologies, techniques, and tools.
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Series 07 - FINRA, Series 63 - FINRA, Series 65 - FINRA, Series 66 - FINRA. Series 07 - FINRA, Series 63 - FINRA, Series 65 - FINRA, Series 66 - FINRA. We welcome those with experience in jobs such as Accounts Payable Clerk, Field Client Relationship Manager, and Accounting Manager and others in the Accounting and Finance to apply.
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