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Voya Financial Advisors®, Inc., a leading independent broker-dealer in the defined contribution & defined benefit business, is currently seeking a Financial Professional to join our team in the greater Pittsford/Rochester area to work plan sponsor relationships.
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Our client, a self-clearing broker dealer, is looking to bring on a Staff Accountant to join their team in NYC. Prior experience in securities industry or any registered broker-dealer preferred.
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OVERVIEW: The Warranty Administrator is responsible for completing all functions involved with the compilation and submission of dealer claims for reimbursement of warranty parts and labor for the assigned service facilities.
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Must be able to be affiliated with our Broker Dealer. Advise clients on financial plans utilizing knowledge of tax and investment strategies, securities, insurance, pension plans, and real estate.
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In addition, the Advisor must learn and utilize all business processing systems of the broker dealer and insurance agency. Present a professional image from a personal and professional level that will be beneficial to both the Credit Union and Wings Financial Advisor.
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Ensure compliance with Northwest Investment Services and broker dealer policies and procedures; obtain continuing education, as required. An Associate Financial Advisor should be in good standing in their community.
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Assists with handling dealer and member inquiries as they relate to all aspects of the indirect lending program. PSECU, a high-tech progressive financial institution with more than $8 billion in assets, is seeking an Indirect Loan Processor to process vehicle loan applications submitted by indirect program participants completing loan funding.
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A Financial Advisor with Shell Wealth Services shapes our community and members' financial futures for each stage in their life through enhanced relationships, technology and a strong and supportive partnership with Shell Federal Credit Union and our credit union's broker/dealer.
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Northwestern Mutual is the marketing name for The Northwestern Mutual Life Insurance Company (NM) and its subsidiaries, including Northwestern Long Term Care Insurance Company (NLTC), Northwestern Mutual Investment Services, LLC (NMIS) (Investment Brokerage Services), a registered investment adviser, broker-dealer, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services), a federal savings bank.
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The Financial Advisor develops business for the Wealth Management department and their broker-dealer by building effective relationships and trust and providing an excellent member service experience to credit union members.
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Insurance industry experience preferred (with broker/dealer experience is a plus) Security Benefit is searching for an experienced Financial Reporting Senior Accountant with proven experience to join our Finance team.
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Bachelor's degree in Finance, Economics, Accounting, or equivalent experience on a Backoffice team for an RIA or Broker Dealer. Forum Financial Management, LP is a rapidly growing Registered Investment Advisory Firm (RIA) that has over 7 billion AUM. Forum was founded in 2005, became an independent RIA in 2009.
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Previous experience with vehicle dealership financial statement analysis, Market scenarios, mainframe vehicle dealer databases a plus. Analyze ad-hoc financial reports to track dealer performance metrics such as profitability and market penetration.
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As a Dealer Account Manager with Westlake Financial, you will be educating and training our current Dealer partners in the assigned area, along with acquiring new source and contacts.
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Offer both brokerage and investment advisory services with American Portfolios (AP) through its subsidiaries: American Portfolios Financial Services, Inc. (APFS), a broker/dealer; and American Portfolios Advisors, Inc. (APA), a registered investment advisor.
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