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Obtain state insurance licenses (life, health & variable contracts) and Series 7 and 66; Series 7, 65 and 63; or Series 6 and 63 registrations. Whether you’re a seasoned financial professional, just entering the workforce or looking for a career change, you could be a successful Thrivent financial advisor if you’re: Self-motivated, independent and driven to succeed.
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St. Louis is a big-league city where the best fans in baseball cheer on the 11-time World Series champions - the St. Louis Cardinals - along with the 2019 Stanley Cup winning NHL St. Louis Blues.
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Certifications: Certified Financial Planner / CFP- – Issuing Authority, Series 07 – FINRA, Series 63 – FINRA, Series 65 – FINRA. The Expertise We’re Looking For FINRA Series 7 & 63 licensed; Series 65 or 66 licensed (OR ability to acquire series 65/66 upon hire) and Life Insurance license Financial Services experience, we recommend five years Degree and/or other professional certifications such as CFP are helpful The Purpose of Your Role You are providing the highest level of customer service to Fidelity’s most sophisticated and most valued client.
$60,000 - $100,000 a yearFull-timeExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Beginning October 1, 2018, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required), and Life licenses are required. Your continued employment in this position would be contingent upon compliance with Truth in Lending Act/Dodd Frank Loan Originator requirements.
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Once an incumbent has mastered that position in the progressive job series, he/she, with his/her underwriting team leader’s active input and agreement, is eligible to advance to the next level in the series, increasing his/her responsibility, authority and pay levels as a result.
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If the position has specific education requirements and you currently hold, or have previously held, a position in the same job series with the IRS, there is no need to submit a transcript or equivalent at this time.
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If you have a heart for service and a passion for helping others reach their financial goals, we’d like to connect with you. Unique perks like pension, 401(k) and retiree medical plans. Satisfactory background check, fingerprinting and securities registration and/or insurance licensing verification, if applicable.
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Series 65 - need to obtain in the first 90 days of employment. We are one of the largest providers of fiduciary services to retirement plan sponsors, we are uniquely positioned to help employers manage their 401(k), 403(b), 457 plans, defined benefit, and nonqualified deferred compensation plans.
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Applicants are encouraged, but are not required, to submit an SF-50 documenting experience in a specific series. Provides specialized clerical assistance to Tax Resolution Representatives (TRR's), Tax Specialists, and other support personnel by assessing taxpayer needs and directing them to the appropriate individual or area in addition to controlling walk-in area traffic flow and demands.
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FINRA Series 65 or a combination of FINRA Series 7 and 66 preferred. FINRA Series 65 or a combination of FINRA Series 7 and 66 preferred. Partake in ongoing training in advanced phone sales techniques, finance, capital markets and portfolio management.
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A valid and active Series 66 (63/65) license is required or must be obtained within 60 days of starting in the role as a condition of employment. A valid and active Series 7. As a Private Client Advisor in Chase Wealth Management, you will offer comprehensive financial planning and advice to individuals and families.
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The selection process is based on a panel interview, a series of standardized and/or hands on testing issued by the company/third party testing facility. Allen Bradley, Square D,etc. Industrial electrical experience, extensive schematic reading capability, PLC coding/troubleshooting.
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Supercharge your early planning and advice career at Fidelity with paid training to help you get your Series 7 & 66 licenses, personalized support, knowledgeable career guides, and celebration of your achievements, while building skills and experiences.
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Obtain and hold the FINRA SIE, Series 6 and Series 63 within one year of employment. Certifications & Licenses (i.e., Series 6 & 63, CPA, etc.) Obtain and hold the FINRA SIE, Series 6 and Series 63 within one year of employment.
$45,000 - $75,000 a yearExpandApply NowActive JobUpdated Today - UpvoteDownvoteShare Job
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Series 7 & 66 license within 6 months of hire date, if not already held. Series 7 & 66 license within 6 months of hire date, if not already held. Gather information regarding investments, savings, tax planning, retirement planning, estate planning, asset allocation, evaluating risk tolerance.
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