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Proactively track and monitor regulatory changes and case law including, among others, air resources, hazardous waste, product compliance and toxins, product and employee safety, packaging, hazardous materials transportation, recycling, storage tanks, export, tariffs, trade and customs, Foreign Corrupt Practices Act and Department of Justice Sentencing Guidelines, Occupational Safety and Health Administration and ensure the Company's policies, practices, and systems are compliant.
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The successful candidate will be a self-disciplined person who can cultivate positive, supportive relationships with Financial Aid team members, lending institutions, guarantee agencies, and regulatory entities as well as build strong ties between the campus and corporate home office.
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Reporting directly to the General Counsel, the Senior Associate General Counsel will be responsible for a wide range of legal operational matters, including but not limited to contracts, regulatory compliance, litigation management, and corporate governance, while establishing and adhering to time-sensitive deadlines.
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Cross-functional Collaboration: Collaborate closely with internal stakeholders, including R&D, manufacturing, regulatory affairs, and commercial teams, to align business development activities with overall corporate strategy and objectives.
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Provide executive leadership, oversight, and direction of all legal matters, including contracts, regulatory compliance, litigation, corporate governance and law enforcement relations. Demonstrated expertise in contract drafting and negotiation, corporate governance, regulatory compliance, and risk management.
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Through robust 2nd line oversight, ensure the Business Unit’s compliant execution to the corporate risk management framework for all eight risk types. Communicate to RMO and BUCRO leadership regarding activities, trends, and events pertaining to tracked issues including Regulatory, Audit and Credit Risk Review activities as well as those self-identified by the LOB and ensure target dates are met and remediation plans are suitable.
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Provide regulatory strategic leadership for Rilonacept drug development projects and life cycle management (LCM), including but not limited, to regulatory submissions to EMA and other Health Authorities worldwide, health authority interactions, and other regulatory requirements in line with corporate objectives and timelines.
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Familiarity with the legal and regulatory environment governing corporate data, including: recordkeeping requirements, SEC/DOJ messaging guidance, US and global data privacy and protection laws, legal holds and preservation, etc.
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The team will leverage deep knowledge of our brokerage, mutual fund, variable annuity, variable universal life and managed accounts solutions to provide guidance to our Registered Representatives and Investments Advisors on the use of our Investment Proposal Tool, support their understanding of various product solutions available to their clients and assist in their use of software to evaluate prospective opportunities while ensuring NYL's compliance with evolving regulatory obligations.
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Maintain a strong working knowledge of regulatory requirements regarding all Corporate Security program areas and oversee the Maritime Transportation Security Act (MTSA) Program. Accountabilities include: development, implementation, maintenance of all security elements of Corporate Security standards, Emergency Response Plans, the Marine Transportation Security Act and Facility Security Plan (as designated by 33 CFR Part 105.
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SummaryThe objective of this position is to provide in-depth technical analysis and support in the delivery of valuation, due diligence and litigation related services for management planning, mergers and acquisitions (M&A), financial reporting, tax and regulatory compliance, dispute advisory, restructuring, reorganization and corporate strategy.
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This includes accounting, financial and regulatory reporting, balance sheet management, financial planning and analysis, treasury, investor relations, corporate investments and tax. The primary focus of our team is to support the Distressed Trading business through the implementation and execution of key control processes including legal financial books and records, valuations control, regulatory matters, forecasting, P&L explain, and balance sheet analysis.
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Candidates must have experience providing corporate CLO (cash and synthetic) debt, equity, and collateral valuations and support, for all financial reporting, regulatory, risk, transactional and other applications.
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Engineers are vital in ensuring that consistent engineering standards are maintained to meet corporate, legal, regulatory and customer requirements. Safety is always our number one priority, and no matter your experience level, we will train you for success.
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You will also participate in collaborative projects in regulatory areas such as anti-bribery/anti-corruption, international trade, and corporate records management. Regulatory Compliance Analyst (Intern)Are you a detail-oriented individual with a passion for corporate compliance.
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