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Market Citi-ONE ATS platform to sell side & broker dealer platforms. Familiarity with US equity market structure. Platform & Electronic Sales is responsible for the marketing and distribution of all Equities and Equities-related trading products at Citi across Cash, Derivatives, Delta One and Prime.
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Lead and participate in HR-related cross-functional project teams and assignments as necessary, often partnering with Compensation & Benefits; Talent Development; Learning Delivery; Diversity, Equity, Inclusion & Belonging; Talent Acquisition; HR Ops, Systems & Analytics; and Corporate Real Estate.
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Being a member of the Equity Clearance and Settlement Operations Team, the Senior Analyst will provide operational support for DTC and NSCC focusing on depository services, trade capture, comparison, and netting of virtually all broker-to-broker equity, listed corporate and municipal bonds and UIT trading in the U.S, culminating into a consolidated end-of-day process that completes the transfer between trading parties of securities ownership and cash daily.
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Focus on financial organizations that address SEC, CFTC, FINRA, NFA OCC and other regulatory requirements for retail and institutional broker-dealer, capital markets, banking, swap dealer trading, investment management, and investment advisor compliance.
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When you join New York Life Investments, a wholly owned subsidiary of New York Life Insurance Company, you are joining a global investment company with a long history and passion for career development, innovation, collaboration, and diversity, equity and inclusion.
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Performing fundamental credit analysis which includes reviewing IMs, commercial due diligence reports, and broker reports on public competitors. Knowledge of European private debt or equity instruments.
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In partnering with us, our clients, including asset managers, banks, broker-dealers, hedge funds, government agencies and public pension programs, are able to gain a powerful trading advantage and are better positioned to meet their investment goals.
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The surveillance professional will help to ensure firm policies and procedures comply with appropriate laws, regulations and industry guidance with a focus on equity activity which includes activity such as- agency trading, retail and institutional trading, options trading, futures and algorithmic trading.
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We’re a recognized Elite Agency award winner and a leading property and casualty broker, benefits consultant, wealth manager, and retirement plan advisor. NFP is a six-time Best Places to Work award winner in Business Insurance who has also earned the 5-Star Diversity, Equity and Inclusion (DEI) award from Insurance Business magazine and the WORK180 employer endorsement.
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3+ years' experience with Back Office Operations working for either a Prime Broker, Administrator, Hedge Fund, Mutual Fund, Investment Advisor or Financial/Retirement Planner. Real Estate Investment Trust (REIT), Private Equity, Global Macro, Fixed Income, Mortgage, Credit, Distressed, Long/Short, Risk/Stat/Arbitrage, Emerging markets and Fund of Funds.
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Providing middle and back office support for the following products: equity, fixed income, swaps, contract for differences, futures, commodities, options, FX, mortgages and repos. Associate Manager, Middle Office Operations.
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The actual salary will vary based on applicant's education, experience, skills, and abilities, as well as internal equity and alignment with market data. Broker II, Aon Global Client Network-New York As part of an industry-leading team, you will help empower results for our clients by delivering innovative and effective solutions to help clients make better decisions.
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Manage benefits administration including annual renewals, open enrollment, managing broker relationships and research/selection of company-wide comprehensive benefits program. Knowledge of and willingness to support feminist values, services focused on the needs of women, girls and gender diverse people, as well as access and equity issues.
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NFP is a seven-time Best Places to Work award winner in Business Insurance who has also earned the 5-Star Diversity, Equity and Inclusion (DEI) award from Insurance Business magazine and the WORK180 employer endorsement.
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Broadridge Financial Solutions, Inc. (NYSE: BR) , is a global Fintech leader, delivering technology-driven solutions that drive digital transformation for banks, broker-dealers, asset and wealth managers and public companies.
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