Upvote
Downvote
Wealth Management Litigation Attorney
Share Job
- Suggest Revision
$110,000 - $190,000
Full-time
- Responsibilities Morgan Stanley is seeking a litigation attorney to handle a docket of arbitrations, civil litigations and regulatory enforcement investigations and inquiries for its Wealth Management business.
- Candidates must be able to manage independently a large volume of diverse matters, including trial work before FINRA Dispute Resolution; regulatory enforcement matters, and investigations conducted by the SEC, FINRA, DOJ and state regulators; and occasional handling of court matters.
- Success in this environment requires the candidate to be self-motivated, independent, and resourceful, as most matters are staffed and handled in-house with one lawyer, but also to work as part of a team.
- What You'll Do: Litigate disputes in arbitration and state and federal courts, including responsibilities for strategy, case investigation, legal research, drafting and arguing motions, managing discovery, preparation of witnesses, and preparing and conducting arbitrations.
- Handle SEC, FINRA, DOJ and state regulatory investigations and enforcement matters, including responsibilities for strategy, case investigation, interviewing and preparing witnesses, and drafting written responses to and interacting with regulatorsernment attorneys.
Active Job
Updated TodaySimilar Job
Relevance
Active