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Swaps Dealer Regulatory Governance Officer
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$210,000 a year
Full-time
- Are you an expert in CFTC Swap Dealer and SEC Security-Based Swap Dealer rules?
- contribute as lead or joint assessor in the execution of the annual rules-based Compliance Risk Assessments
- These testing results are used to support the annual Swap Dealer Chief Compliance Officer certification stating that the Swap Dealer has policies and procedures that are reasonably designed to comply with the Commodity Futures Trading Commission's and Securities & Exchange Commission’s Swap Dealer regulations
- You’ll be working in the Swap Dealer Regulatory Governance team, within Investment Bank Compliance & Operational Risk Controls (IB C&ORC)
- That’s why we are committed to fostering and advancing diversity, equity, and inclusion.
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