Upvote
Downvote
Supervision, Paralegal
Share Job
- Suggest Revision
- This is a unique opportunity to join a legal team of highly experienced internal and external lawyers handling FINRA arbitrations, litigations, and regulatory matters affecting the company, mergers and acquisitions and business support for broker-dealers and registered investment advisors.
- Supporting internal and external attorneys in all facets of arbitration and litigation
- Legal research and writing on a variety of matters including trusts and estates, wills, and state regulations on small estate affidavits, powers of attorney, and probate laws.
- Minimum 5 - 10 years of experience in a law firm or in-house legal department
- Familiarity with, or the desire to learn, the laws, regulations, and business operations of a retail broker-dealer and investment adviser.
Active Job
Updated 22 days agoSimilar Job
Relevance
Active