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Sr. Director, Senior Managing Counsel - FX & Derivatives
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- Manage the team of attorneys supporting FX & Derivatives businesses, including Programmatic FX trading (such as custody FX services, automated FX trading, prime brokerage, electronic and algorithmic trading, and payments) and Swap Dealer and Securities-Based Swap Dealer businesses relating to FX, interest rate and equity derivative products.
- Advise on CFTC, SEC, NFA, Fed and other regulator examinations, remediations and, when necessary, enforcement actions.
- Oversee the retention of outside counsel and manage related budgets for the FX & Derivatives legal team.
- Maintaining an understanding of global regulatory issues impacting the bank's OTC trading businesses through engagement with US, APAC and EMEA colleagues.
- Law degree (J.D.) and licensed to practice law in Pennsylvania or Florida (or states with reciprocity such as NY)
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