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Senior Lead Compliance Officer
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$144,400 - $300,000 a year
Full-time
- Wells Fargo is seeking a Senior Lead Compliance Officer in Corporate Risk as part of Wealth & Investment Management (WIM) Compliance.
- This Senior Lead Compliance Officer will provide compliance leadership and guidance to the Private Wealth Trust and Fiduciary Investments team and the Bank trading desk.
- Provide leadership and guidance to Private Wealth Trust and Fiduciary Investments and Bank trading desk on various regulatory and policy requirements covering investments and trading activities for agency and trust accounts
- Identify and recommend opportunities for process improvement and risk control development
- Expert knowledge of overseeing the activities of a Bank trading desk, including Best Execution, Trading with Affiliates, and other fiduciary conflicts of interest
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