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Senior Associate, Global Banking & Markets Operations - Derivatives Regulatory Reporting
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Full-time
- With the continued high rate of change in the regulatory reporting space, Regulatory Operations professionals have the platform to significantly impact their environment and the wider business.
- Regulatory Operations team is responsible for reporting to external stakeholders in the North America region, including the reporting and monitoring of trade, transaction and position information across a wide range of traded financial products and business lines for the CFTC (Commodity Futures Trading Commission), SEC (Securities and Exchange Commission), and CSA (Canadian Standards Association) obligations.
- Contribute to the execution of non-financial regulatory reporting obligations and develop subject matter expertise (e.g. CFTC, SEC, and SEC obligations)
- Cultivating a strong working knowledge of the rules underlying CFTC Part 45 (P45), CFTC Part 43 (P43), CFTC Part 23 Material Terms Reconciliation (P23 MET Rec), SEC Securities Based Swap (SBS) reporting, and Ontario Securities Commission (OSC) rule 91-507
- Experience with regulatory reporting, in particular CFTC, SEC, CSA, or similar derivatives reporting obligations.
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