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Senior Assistant General Counsel
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- SoFi is seeking an attorney with a strong background in financial regulatory experience, with a focus on broker-dealer regulatory issues, to serve as Senior Assistant General Counsel.
- The role will be focused on providing legal counsel to our fast growing SoFi Invest business and contract review and counsel on other general legal matters for other parts of the SoFi enterprise as required.
- The ideal candidate has a strong financial regulatory background, either from a federal regulatory agency, or as in-house counsel or outside counsel to a broker-dealer and/or investment adviser.
- Analyze laws and regulations applicable to bank holding companies, national banks, broker-dealers and investment advisers, advise SoFi regarding the impact of proposed and new regulations, interact with regulators, and work with business counsel and compliance across multiple functional areas throughout SoFi
- Research unique legal issues impacting SoFi by identifying applicable statutes, judicial decisions, and codes
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