Upvote
Downvote
Regulatory Compliance Specialist
Share Job
- Suggest Revision
$95,000 a year
Full-time
- We are seeking a Regulatory Compliance Specialist with experience from a broker-dealer to join our client's team.
- This role requires fluency in English and Spanish, and FINRA licensing is a plus.
- Provide training and education to team members regarding regulatory compliance.
- Assist Regulatory Authorities with completing site visits and external audits.
- Bachelor’s degree or above in Business Administration, Aviation, or other related field
Active Job
Updated 8 days agoSimilar Job
Relevance
Active