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Managing Director of Compliance Or Chief Compliance Officer
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$150,000 - $225,000 a year
Full-time
- Stonecrest Partners is a rapidly growing financial services firm based in Austin, Texas and San Juan, Puerto Rico. We have additional associates in New York City, New Jersey, Florida and Latin America.
- Our multiple business lines include Institutional Fixed-Income Sales and Trading, Retail Advisory and Brokerage services, Wealth Management and Financial Planning, tax credit trading, and private investment banking.
- Stonecrest is seeking a compliance professional with strong experience working in the broker dealer and investment advisor industries to lead our Compliance Department.
- The role, whether as Managing Director of Compliance or as Chief Compliance Officer (CCO), will report directly to the Chief Executive Officer.
- If hired as a Managing Director of Compliance, you will have the opportunity to progress into the CCO role.
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