Upvote
Downvote
Head of Ethics And Conduct Compliance
Share Job
- Suggest Revision
Full-time
- Implements and ensures the compliance with Vanguard's global Code of Ethical Conduct and associated compliance programs, including the Anti-Bribery Anti-Corruption and Antitrust programs.
- Ensures compliance with relevant conduct rules including Investment Adviser Act Rule 2041 and other global conduct standards including under FCA and ASIC rules.
- Drives awareness of and compliance with an enterprise-wide conflicts of interest program.
- Contribute to the development and oversees the implementation of monitoring programs to ensure regulatory compliance and protect shareholder assets.
- Regulatory, compliance, or auditing experience preferred.
Active Job
Updated 8 days agoSimilar Job
Relevance
Active