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Financial Advisor
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Full-time
- Financial Advisor is responsible for the development of new business on the financial services platform and maintaining relationships with numerous sources of new business including company officials, life underwriters, attorneys, accountants and social acquaintances.
- The Financial Advisor- VC will also discuss the advantages of proper planning and obtaining background information on corporate or personal finances, family relationships and employee status.
- Ensure mailing lists are maintained and participating in marketing initiatives and campaigns
- Ensure Compliance with FINRA/SEC regulations and requirements (licensed representatives)
- Conduct regular investment/relationship reviews as required to retail client relationship, and securities buying and selling as directed by client (licensed representatives)
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