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Finance And Operations Associate
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Full-time
- NYC Investment Manager seeks Associate to support their broker-dealer arm.
- Maintaining the general ledger and reconciling accounts
- Analyze client trial balances to gain an understanding of the period operations and transactions
- Perform consolidations of subsidiaries into parent company financial statements
- Ensure compliance with FINRA regulations by overseeing the preparation and filing of regulatory reports, including FOCUS reports SSOI, and Form Custody pursuant to SEA Rule 17a-5
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