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Compliance Officer
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Full-time
- The Allspring Global Sales Practice Compliance team is seeking a Compliance Officer who will be responsible for assisting in the review of global marketing communications.
- Support compliance's review and approval of advisor/broker dealer and international marketing materials and various other electronic communications to ensure compliance with firm and regulatory requirements.
- We are seeking a knowledgeable and motivated individual to join our Global Sales Practice Compliance team.
- FINRA Series 7 and Series 24
- 10 years of experience in compliance, operational risk management, or combination of both; or
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