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Compliance Counsel
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$250
Full-time
- Reporting to the General Counsel and Chief Compliance Officer, the Compliance Counsel is responsible for assisting with the organization's compliance, corporate governance and general legal needs, managing outside counsel and advising organizational staff as needs arise in the various lines of business.
- Corporate Counsel will be mainly responsible for drafting, reviewing and updating internal compliance processes, policies and procedures, researching and tracking relevant statutes and regulations applicable to the organization, assisting with compliance and risk mitigation, handling of compliance and ethics trainings and handling of internal self-audits with the guidance and supervision of the General Counsel, among other responsibilities.
- Assist with managing legal affairs for the organization, providing legal and compliance counsel to organization staff, as needed.
- This includes research on CDFIs, landlord/tenant requirements, lending requirements, entity reporting requirements, investment reporting, tax implications, business registration requirements, etc.
- Review, draft, update, track and oversee compliance with all organization-wide processes, policies and procedures (e.g. conflict of interest policy; code of ethics; employee handbook; non-solicitation/non-compete; confidentiality policy; diversity and inclusion policy; annual review and compensation policy; disaster recovery plan; check, wire and expense report requirements; and other internal policies).
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