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BDO Capital Advisors, President & Chief Compliance Officer
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Full-time
- Job Summary:The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions.
- The individual in this role will be focused on leading the middle market investment bank which focuses on sell-side advisory, acquisition advisory, ESOP advisory, capital raising, special situations and board advisory services.
- The President and Chief Compliance Officer will work on building, implementing, and overseeing processes, workflows, procedures, and work product in accordance with all regulatory requirements.
- The role will oversee daily activities within BDO Capital Advisors operations related to client accounts, transactions, and activities.
- The position will also play a critical role in helping to shape and guide the future growth and development of the investment bank within the organization.
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